DFX Intelligence

C••••••• E•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

C••••••• E•••••• M••••

Advisor at L••• L••• W••••• M••••••••• L••

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:8924a527-4483-6995-6aaf-cd6d10609b03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• L••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• L••• W••••• M••••••••• L••	Independent wealth	Dec 13, 2023	n/a	yes	BEVERLY HILLS, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Apr 13, 2017	Apr 18, 2023	no	BEVERLY HILLS, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|BEVERLY HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	L••• L••• W••••• M••••••••• L••	Apr 18, 2023	Dec 13, 2023	239	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ L••• L••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 13, 2023 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 13, 2017 to Apr 18, 2023factForm ADV

Dated events

Occurred
Apr 18, 2023
Advisor changed firm
C••••••• E•••••• M•••• left J••• M••••• S••••••••• L•• for L••• L••• W••••• M••••••••• L•• (registered 2023-12-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8924a527-4483-6995-6aaf-cd6d10609b03
First observed: Apr 13, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.