DFX Intelligence
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Reading the graph
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Advisor at V••• F•••••••• A•••••••• I•••
Nashville, TN | Memphis, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Dec 2, 2025 | n/a | yes | Nashville, TN|Memphis, TN | Current employment |
| F•••• H•••••• A•••••••• I•• | Former SEC adviser | Mar 29, 2018 | Sep 29, 2025 | no | MEMPHIS, TN|MEMPHIS, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• H•••••• A•••••••• I•• | V••• F•••••••• A•••••••• I••• | Sep 29, 2025 | Dec 2, 2025 | 64 | Firm change | RIA to ibd |
| S•••••••• I••••••••• M••••••••• | F•••• H•••••• A•••••••• I•• | Mar 9, 2018 | Mar 29, 2018 |
| S•••••••• I••••••••• M••••••••• | Former SEC adviser | Jan 30, 2017 | Mar 9, 2018 | no | SAINT LOUIS, MO | Previous registration |
| W•••••• • R••• | Former SEC adviser | Oct 2, 2012 | Apr 19, 2016 | no | EVERGREEN PARK, IL|MOKENA, IL|MEMPHIS, TN | Previous registration |
| 20 |
| Firm change |
| Other |
| W•••••• • R••• | S•••••••• I••••••••• M••••••••• | Apr 19, 2016 | Jan 30, 2017 | 286 | Firm change | Other |