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Advisor at TPG FINANCIAL ADVISORS, LLC
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TPG FINANCIAL ADVISORS, LLC | Mixed wealth | Sep 9, 2024 | n/a | yes | PORTLAND, OR | Current employment |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Aug 21, 2019 | Jun 24, 2020 | no | VANCOUVER, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KMS FINANCIAL SERVICES, INC | TPG FINANCIAL ADVISORS, LLC | Jun 24, 2020 | Sep 9, 2024 | 1,538 | Firm change after gap | Ibd to RIA |