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RIA / WealthAdvisor30 years in industry

KATHLEEN RUTH AICHER

Advisor at RETIREMENT AND WEALTH AT ALLIANT, LLC

WAYNE, PA | Los Angeles, CA

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Search this name across graphsid dfx:ria:892d1683-7b4b-4dd8-431c-3af8acbcef9c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RETIREMENT AND WEALTH AT ALLIANT, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 16, 1996
First registration: Mar 9, 2015
Dual registered: no
IAPD individual key: 1573336

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RETIREMENT AND WEALTH AT ALLIANT, LLC	Institutional manager	Jul 26, 2022	n/a	yes	WAYNE, PA\|Los Angeles, CA	Current employment
CREATIVE PLANNING	Independent wealth	Dec 19, 2021	Jun 30, 2022	no	OVERLAND PARK, KS\|Los Angeles, CA	Previous registration
LOCKTON INVESTMENT ADVISORS, LLC	No RAUM reported	Jul 11, 2017	Dec 31, 2021	no	Los Angeles, CA\|OVERLAND PARK, KS	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Mar 9, 2015	Jun 19, 2017	no	TORRANCE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CREATIVE PLANNING	RETIREMENT AND WEALTH AT ALLIANT, LLC	Jun 30, 2022	Jul 26, 2022	26	Firm change	Other
LOCKTON INVESTMENT ADVISORS, LLC	CREATIVE PLANNING	Dec 31, 2021	Dec 19, 2021	-12	Bulk transfer	Other
M HOLDINGS SECURITIES, INC.	LOCKTON INVESTMENT ADVISORS, LLC	Jun 19, 2017	Jul 11, 2017	22	Firm change	Other

Relationships

Registered with (4)

→ RETIREMENT AND WEALTH AT ALLIANT, LLCRegistered adviserregistration: current employment
Jul 26, 2022 to presentfactForm ADV
→ CREATIVE PLANNINGRegistered adviserregistration: previous registration
Dec 19, 2021 to Jun 30, 2022factForm ADV
→ LOCKTON INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 11, 2017 to Dec 31, 2021factForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Mar 9, 2015 to Jun 19, 2017factForm ADV

Dated events

Occurred
Jun 30, 2022
Advisor changed firm
Kathleen Ruth Aicher left Creative Planning for Retirement And Wealth At Alliant, Llc (registered 2022-07-26)
Form ADVobserved 5 days ago