C•••• D••••••••

Advisor at E•••••••••

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89358b34-c728-478e-6151-77285a99f33c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••••	State registered	Oct 13, 2017	n/a	yes	HOUSTON, TX	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Aug 1, 2014	Sep 1, 2017	no	HOUSTON, TX\|Houston, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	E•••••••••	Sep 1, 2017	Oct 13, 2017	42	Firm change	Other
V•••• F•••••••• A•••••••• I•••	N••• F•••••••• G••••• I•••	Jun 12, 2014	Aug 1, 2014

Relationships

Registered with (3)

→ E•••••••••Registered adviserregistration: current employment
Oct 13, 2017 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Aug 1, 2014 to Sep 1, 2017factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 26, 2014 to Jun 12, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89358b34-c728-478e-6151-77285a99f33c
First observed: Mar 26, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.