DFX Intelligence

S••••••• R•••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

S••••••• R•••••• L•••

Advisor at P•••••• W••••• M••••••••• G••••• L••

Nacogdoches, TX

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Search this name across graphsid dfx:ria:8936354e-9163-9731-c174-fe15ee8f6f34

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 30, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• M••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 27, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• M••••••••• G••••• L••	Independent wealth	Apr 1, 2025	n/a	yes	Nacogdoches, TX	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 2, 2009	Mar 31, 2025	no	NACOGDOCHES, TX\|NACOGDOCHES, TX\|NACOGDOCHES, TX\|Nacogdoches, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	P•••••• W••••• M••••••••• G••••• L••	Mar 31, 2025	Apr 1, 2025	1	Firm change	Ibd to new firm
R•••••• J•••• F•••••••• S•••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 2, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:333971:TX:2025-03-31	Mar 31, 2025	Apr 1, 2025	NACOGDOCHES, TX	Firm change

Relationships

Registered with (4)

→ P•••••• W••••• M••••••••• G••••• L••Registered adviserregistration: current employment
Apr 1, 2025 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 2, 2009 to Mar 31, 2025factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 9, 2007 to Jan 2, 2009factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8936354e-9163-9731-c174-fe15ee8f6f34
First observed: May 30, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.