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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
SOLON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 18, 2015 | n/a | yes | SOLON, OH | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jan 22, 2009 | May 28, 2015 | no | PEPPER PIKE, OH | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jan 29, 2009 | no | BEACHWOOD, OH | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | May 23, 2000 | Jan 1, 2008 | no | BEACHWOOD, OH|BEACHWOOD, OH|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 28, 2015 | May 18, 2015 | -10 | Firm change | Other |
| WELLS FARGO ADVISORS | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jan 29, 2009 | Jan 22, 2009 | -7 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |