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Advisor at SAPIENT CAPITAL LLC
INDIANAPOLIS, IN | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAPIENT CAPITAL LLC | Independent wealth | Aug 19, 2025 | n/a | yes | NEW YORK, NY|INDIANAPOLIS, IN | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 13, 2006 | Aug 14, 2025 | no | WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|NEW YORK, NY|WEEHAWKEN, NJ|Pelham, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | SAPIENT CAPITAL LLC | Aug 14, 2025 | Aug 19, 2025 | 5 | Firm change | Wirehouse to RIA |