DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••••• S••••••••• I•••
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Sep 10, 2015 | n/a | yes | OVERLAND PARK, KS | Current employment |
| W•••••• • R••• | Former SEC adviser | Sep 20, 2012 | Aug 25, 2015 | no | SHAWNEE, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• • R••• | P•••••••• S••••••••• I••• | Aug 25, 2015 | Sep 10, 2015 | 16 | Firm change | Other |
| A••••••• C•••••• A••••••• S•••••••• I••• | W•••••• • R••• | Sep 10, 2012 | Sep 20, 2012 |
| A••••••• C•••••• A••••••• S•••••••• I••• | Former SEC adviser | Mar 17, 2006 | Sep 10, 2012 | no | KANSAS CITY, MO | Previous registration |
| C•••••• C••• F•••••••• S•••••••• I••• | Former SEC adviser | Aug 26, 2003 | Apr 30, 2004 | no | SHAWNEE MISSION, KS | Previous registration |
| S••••••• W••••• A•••••••• I••• | n/a | Dec 1, 2000 | Feb 25, 2003 | no | OVERLAND PARK, KS | Previous registration |
| 10 |
| Firm change |
| Other |
| C•••••• C••• F•••••••• S•••••••• I••• | A••••••• C•••••• A••••••• S•••••••• I••• | Apr 30, 2004 | Mar 17, 2006 | 686 | Firm change after gap | Other |
| S••••••• W••••• A•••••••• I••• | C•••••• C••• F•••••••• S•••••••• I••• | Feb 25, 2003 | Aug 26, 2003 | 182 | Firm change | Other |