DFX Intelligence

S••••••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S••••••••• W••••• M••••••••• L••

CRD 297761

TULSA, OK

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Search this name across graphsid dfx:ria:89462e76-37b5-3ae0-3aa7-f89be32ced33

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 6
On other graphs: 0
Observed: Sep 5, 2018 to Apr 30, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $568M••• Locked
Discretionary RAUM: $529M
Private client RAUM: $549Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $71.0Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••• C•••••• W••••	Certified Financial Planner	TULSA, OK	3	27	3	yes
K•••• C••••	n/a	TULSA, OK	3	42	1

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• R••••••• L•	FOUNDER, SENIOR PARTNER, MANAGING MEMBER	D	yes	11/2018	Nov 9, 2018	Apr 15, 2024
W••••• T•••• C••••••	FOUNDER, SENIOR PARTNER, MANAGING MEMBER	D	yes	11/2018	Nov 9, 2018	Apr 15, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
OKLAHOMA CITY	Ok	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$568M	$588M	-3.3%	$409M	11.6%	13	10	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
U•• F•••••••• S••••••• I•••	3	Nov 19, 2018	Nov 9, 2018	TULSA, OK	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (9)

← L••• N••••• A••••Advisorregistration: current employment
Mar 18, 2026 to presentfactForm ADV
← C••••••••• L•••••• B••••Advisorregistration: current employment
Sep 23, 2025 to presentfactForm ADV
← S••••• N• C•••••Advisorregistration: previous registration
Nov 9, 2018 to Dec 31, 2022factForm ADV
← R•••••• L• H•••••

Dated events

Occurred
Apr 1, 2025
Advisor changed firm
Rick Marlon Hadrava left S••••••••• W••••• M••••••••• L•• for Uniting Wealth Partners (registered 2025-03-31)
Form ADVobserved 7 days ago
Occurred
Mar 29, 2024
Regulatory AUM changed
S••••••••• W••••• M••••••••• L•• reported RAUM $530.8M, up 30% from $408.7M (2023-03-31 to 2024-03-29)
Form ADVobserved 7 days ago
$122M
Occurred
Mar 17, 2020
Control person left
Louis David Littleton (Chief Compliance Officer) no longer on Schedule A of S••••••••• W••••• M••••••••• L•• (listed 2019-06-07, absent 2020-03-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89462e76-37b5-3ae0-3aa7-f89be32ced33
First observed: Sep 5, 2018
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.