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D•••• R•••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant19 years in industry

D•••• R•••••• P•••••

Advisor at P••••• F•••••••• L••

RICHMOND, VA

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Search this name across graphsid dfx:ria:894db383-09ed-1a23-1a66-d6e8e0df401b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• F•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• F•••••••• L••	State registered	Sep 19, 2023	n/a	yes	RICHMOND, VA	Current employment
C•• C•••••• M••••••••• L••	Former SEC adviser	Nov 2, 2021	Oct 4, 2023	no	RICHMOND, VA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•• C•••••• M••••••••• L••	P••••• F•••••••• L••	Oct 4, 2023	Sep 19, 2023	-15	Firm change	RIA to state RIA
C•••••• F•••••••• A••••••••• I••	C•• C•••••• M••••••••• L••	Nov 1, 2021

Relationships

Registered with (3)

→ P••••• F•••••••• L••Registered adviserregistration: current employment
Sep 19, 2023 to presentfactForm ADV
→ C•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 2, 2021 to Oct 4, 2023factForm ADV
→ C•••••• F•••••••• A••••••••• I••Registered adviserregistration: previous registration
Mar 4, 2016 to Nov 1, 2021factForm ADV

Dated events

Occurred
Oct 4, 2023
Advisor changed firm
D•••• R•••••• P••••• left C•• C•••••• M••••••••• L•• for P••••• F•••••••• L•• (registered 2023-09-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:894db383-09ed-1a23-1a66-d6e8e0df401b
First observed: Mar 4, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.