DFX Intelligence

H••••• R•• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

H••••• R•• B••••••

Advisor at T•••••• C••••••• I•••

San Diego, CA | IRVINE, CA

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Search this name across graphsid dfx:ria:895063aa-aebe-4c58-a0a9-292f55c531c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 4, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 18, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• C••••••• I•••	Independent wealth	Dec 1, 2015	n/a	yes	San Diego, CA\|IRVINE, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 29, 2017	Apr 17, 2018	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	n/a	Apr 17, 2018	n/a	n/a	Departure no registered destination	Departure
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	T•••••• C••••••• I•••	Nov 29, 2017	Dec 1, 2015	-729

Team moves

••• Locked

Team	Left	Joined	From	Kind
29604:281597:CA:2017-11-29	Nov 29, 2017	Dec 1, 2015	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (3)

→ T•••••• C••••••• I•••Registered adviserregistration: current employment
Dec 1, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2017 to Apr 17, 2018factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Jun 4, 1999 to Nov 29, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:895063aa-aebe-4c58-a0a9-292f55c531c3
First observed: Jun 4, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.