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K•• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

K•• R•••••••

Advisor at S•••••• W••••• P•••••••• L••

Bend, OR

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Search this name across graphsid dfx:ria:895eb0d0-656b-47e0-fe45-6561c0946651

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• P•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Nov 12, 2025	n/a	yes	Bend, OR	Current employment
D••• D••••••• • C••	Independent wealth	Oct 17, 2023	Nov 4, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D••• D••••••• • C••	S•••••• W••••• P•••••••• L••	Nov 4, 2025	Nov 12, 2025	8	Firm change	RIA to ibd

Relationships

Registered with (2)

→ S•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Nov 12, 2025 to presentfactForm ADV
→ D••• D••••••• • C••Registered adviserregistration: previous registration
Oct 17, 2023 to Nov 4, 2025factForm ADV

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
K•• R••••••• left D••• D••••••• • C•• for S•••••• W••••• P•••••••• L•• (registered 2025-11-12)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:895eb0d0-656b-47e0-fe45-6561c0946651
First observed: Oct 17, 2023
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.