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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RILEY FRIEDMAN ASSET MANAGEMENT

AIMZ INVESTMENT ADVISORS LLC, CRD 155810

LOS ALTOS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:895febec-c66a-432c-db87-177e24f77dc2

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 21, 2011 to Mar 23, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $585MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $583M
Private client RAUM: $558MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $292Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 562
Individual clients: 86
High net worth clients: 122
SEC number: 801-72721
CIK: 1630365
CRD: 155810
Filings on the tape: 24
First filed: Dec 21, 2011
Latest filed: Mar 23, 2026
Organised: Limited Liability Company, CA
Website: rfasset.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JONATHAN GIDEON RILEY	n/a	LOS ALTOS, CA	15	23	2	no
STUART EDWIN FRIEDMAN	n/a	LOS ALTOS, CA	0	24	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FRIEDMAN, STUART, EDWIN	MANAGING MEMBER	D	yes	02/2011	Dec 21, 2011	Mar 20, 2024
RILEY, JONATHAN, GIDEON	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	02/2011	Dec 21, 2011	Mar 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$585M	$583M	2	2	0	n/a	n/a
2024	Mar 19, 2025	$505M	$503M	2	2	0	n/a	n/a
2023	Mar 20, 2024	$453M	$452M	2	2	0	n/a	n/a
2022	Mar 29, 2023	$407M	$406M	2	2	0	n/a	n/a
2021	Mar 17, 2022	$462M	$460M	2	2	0	n/a	n/a
2020	Mar 24, 2021	$402M	$401M	2	2	0	n/a	n/a
2019	Mar 25, 2020	$362M	$362M	2	2	0	n/a	n/a
2018	Mar 29, 2019	$317M	$317M	2	2	0	n/a	n/a
2017	Mar 29, 2018	$313M	$312M	2	2	0	n/a	n/a
2016	Mar 29, 2017	$280M	$279M	2	2	n/a	n/a	n/a
2015	Mar 11, 2016	$267M	$264M	2	2	n/a	n/a	n/a
2014	Feb 5, 2015	$261M	$257M	2	2	n/a	n/a	n/a
2013	Mar 27, 2014	$216M	$214M	2	2	n/a	n/a	n/a
2012	Mar 9, 2013	$158M	$156M	2	2	n/a	n/a	n/a
2011	Mar 2, 2012	$126M	$124M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$585M	$505M	15.8%	$407M	12.9%	2	2	0	0

Relationships

Registered with (2)

← STUART EDWIN FRIEDMANAdvisorregistration: current employment
Dec 8, 2025 to presentfactForm ADV
← JONATHAN GIDEON RILEYAdvisorregistration: current employment
Sep 19, 2011 to presentfactForm ADV

Controls (2)

← RILEY, JONATHAN, GIDEONOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Dec 21, 2011 to Mar 20, 2024factForm ADV
← FRIEDMAN, STUART, EDWINOwnerMANAGING MEMBER, ownership code D, individual
Dec 21, 2011 to Mar 20, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:895febec-c66a-432c-db87-177e24f77dc2
First observed: Dec 21, 2011
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RILEY FRIEDMAN ASSET MANAGEMENT

AIMZ INVESTMENT ADVISORS LLC, CRD 155810

LOS ALTOS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:895febec-c66a-432c-db87-177e24f77dc2

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JONATHAN GIDEON RILEY

n/a

LOS ALTOS, CA

STUART EDWIN FRIEDMAN

n/a

LOS ALTOS, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FRIEDMAN, STUART, EDWIN

MANAGING MEMBER

yes

02/2011

Dec 21, 2011

Mar 20, 2024

RILEY, JONATHAN, GIDEON

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

02/2011

Dec 21, 2011

Mar 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$585M

$583M

n/a

2024

Mar 19, 2025

$505M

$503M

n/a

2023

Mar 20, 2024

$453M

$452M

n/a

2022

Mar 29, 2023

$407M

$406M

n/a

2021

Mar 17, 2022

$462M

$460M

n/a

2020

Mar 24, 2021

$402M

$401M

n/a

2019

Mar 25, 2020

$362M

n/a

2018

Mar 29, 2019

$317M

n/a

2017

Mar 29, 2018

$313M

$312M

n/a

2016

Mar 29, 2017

$280M

$279M

n/a

2015

Mar 11, 2016

$267M

$264M

n/a

2014

Feb 5, 2015

$261M

$257M

n/a

2013

Mar 27, 2014

$216M

$214M

n/a

2012

Mar 9, 2013

$158M

$156M

n/a

2011

Mar 2, 2012

$126M

$124M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$585M

$505M

15.8%

$407M

12.9%