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RIA / WealthAdvisorChartered Financial Analyst12 years in industry

BRENNAN C MCCORMACK

Advisor at PATHSTONE

Boulder, CO | ENGLEWOOD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8962592d-dcf7-b56b-d5a1-fe47193ae37d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: May 20, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PATHSTONE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Feb 19, 2019
First registration: May 20, 2020
Dual registered: no
IAPD individual key: 7004969

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Pathstone	Independent wealth	Apr 18, 2024	n/a	yes	Boulder, CO\|ENGLEWOOD, NJ	Current employment
CRESTONE ASSET MANAGEMENT LLC	Former SEC adviser	Nov 14, 2023	Apr 12, 2024	no	BOULDER, CO	Previous registration
SWAN GLOBAL INVESTMENTS, LLC	Other adviser	Aug 28, 2023	Oct 11, 2023	no	DURANGO, CO\|DENVER, CO	Previous registration
GOLDMAN SACHS WEALTH SERVICES, L.P.	Bd affiliated wealth	May 20, 2020	Jul 6, 2023	no	LATHAM, NY\|COHOES, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CRESTONE ASSET MANAGEMENT LLC	Pathstone	Apr 12, 2024	Apr 18, 2024	6	Firm change	RIA to RIA
SWAN GLOBAL INVESTMENTS, LLC	CRESTONE ASSET MANAGEMENT LLC	Oct 11, 2023	Nov 14, 2023	34	Firm change	RIA to RIA
GOLDMAN SACHS WEALTH SERVICES, L.P.	SWAN GLOBAL INVESTMENTS, LLC	Jul 6, 2023	Aug 28, 2023	53	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108581:151736:CO:2024-04-12	Apr 12, 2024	Apr 18, 2024	BOULDER, CO	Firm change

Relationships

Registered with (4)

→ PATHSTONERegistered adviserregistration: current employment
Apr 18, 2024 to presentfactForm ADV
→ CRESTONE ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 14, 2023 to Apr 12, 2024factForm ADV
→ SWAN GLOBAL INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 28, 2023 to Oct 11, 2023factForm ADV
→ GOLDMAN SACHS WEALTH SERVICES, L.P.Registered adviserregistration: previous registration
May 20, 2020 to Jul 6, 2023factForm ADV

Dated events

Occurred
Apr 12, 2024
Advisor changed firm
Brennan C Mccormack left Crestone Asset Management Llc for Pathstone (registered 2024-04-18)
Form ADVobserved 5 days ago
Occurred
Oct 11, 2023
Advisor changed firm
Brennan C Mccormack left Swan Global Investments, Llc for Crestone Asset Management Llc (registered 2023-11-14)
Form ADVobserved 5 days ago
Occurred
Jul 6, 2023
Advisor changed firm
Brennan C Mccormack left Goldman Sachs Wealth Services, L.P. for Swan Global Investments, Llc (registered 2023-08-28)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8962592d-dcf7-b56b-d5a1-fe47193ae37d
First observed: May 20, 2020
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRENNAN C MCCORMACK

Advisor at PATHSTONE

Boulder, CO | ENGLEWOOD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8962592d-dcf7-b56b-d5a1-fe47193ae37d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

Pathstone

Independent wealth

Apr 18, 2024

n/a

yes

Boulder, CO|ENGLEWOOD, NJ

Current employment

CRESTONE ASSET MANAGEMENT LLC

Former SEC adviser

Nov 14, 2023

Apr 12, 2024

BOULDER, CO

Previous registration

SWAN GLOBAL INVESTMENTS, LLC

Other adviser

Aug 28, 2023

Oct 11, 2023

DURANGO, CO|DENVER, CO

Previous registration

GOLDMAN SACHS WEALTH SERVICES, L.P.

Bd affiliated wealth

May 20, 2020

Jul 6, 2023

LATHAM, NY|COHOES, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CRESTONE ASSET MANAGEMENT LLC

Pathstone

Apr 12, 2024

Apr 18, 2024

Firm change

RIA to RIA

SWAN GLOBAL INVESTMENTS, LLC

CRESTONE ASSET MANAGEMENT LLC

Oct 11, 2023

Nov 14, 2023

Firm change

RIA to RIA

GOLDMAN SACHS WEALTH SERVICES, L.P.

SWAN GLOBAL INVESTMENTS, LLC

Jul 6, 2023

Aug 28, 2023

Firm change

Ibd to RIA

Team

Left

Joined

From

Kind

108581:151736:CO:2024-04-12

Apr 12, 2024

Apr 18, 2024

BOULDER, CO

Firm change