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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Christopher T Smith

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

Grand Rapids, MI | Cedar Springs, MI

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Search this name across graphsid dfx:ria:896d9a3b-bcb8-00aa-cfdf-983b2fc87c91

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 13, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Sep 14, 2012
First registration: Nov 13, 2012
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER THADDEUS SMITH|CHRISTOPHER THADDEUS SMITH
IAPD individual key: 6094690

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	May 22, 2023	n/a	yes	Grand Rapids, MI\|Cedar Springs, MI	Current employment
INNOVIA WEALTH, LLC	Independent wealth	Oct 18, 2022	Feb 28, 2023	no	GRAND RAPIDS, MI	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Oct 17, 2016	Oct 13, 2022	no	GRAND RAPIDS, MI\|ROCKFORD, MI	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 27, 2014	Dec 12, 2014	no	FLINT, MI\|FLINT, MI\|BURTON, MI	Previous registration
EDWARD JONES	National bd RIA	Nov 13, 2012	Feb 21, 2014	no	ST LOUIS, MO\|FENTON, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INNOVIA WEALTH, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Feb 28, 2023	May 22, 2023	83	Firm change	RIA to ibd
EAGLE STRATEGIES LLC	INNOVIA WEALTH, LLC	Oct 13, 2022	Oct 18, 2022	5	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	EAGLE STRATEGIES LLC	Dec 12, 2014	Oct 17, 2016	675	Firm change after gap	Other
EDWARD JONES	J.P. MORGAN SECURITIES LLC	Feb 21, 2014	Feb 27, 2014	6	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: current employment
May 22, 2023 to presentfactForm ADV
→ INNOVIA WEALTH, LLCRegistered adviserregistration: previous registration
Oct 18, 2022 to Feb 28, 2023factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Oct 17, 2016 to Oct 13, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 27, 2014 to Dec 12, 2014factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 13, 2012 to Feb 21, 2014factForm ADV

Dated events

Occurred
Feb 28, 2023
Advisor changed firm
Christopher T Smith left Innovia Wealth, Llc for Thrivent Investment Management Inc. (registered 2023-05-22)
Form ADVobserved 5 days ago
Occurred
Oct 13, 2022
Advisor changed firm
Christopher T Smith left Eagle Strategies Llc for Innovia Wealth, Llc (registered 2022-10-18)
Form ADVobserved 5 days ago