DFX Intelligence

D•••• M•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

D•••• M•••••• C•••••

Advisor at B••••••••• • C•••••• W••••• M••••••••• L••

WORCESTER, MA | Worcester, MA

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Search this name across graphsid dfx:ria:897311dc-55fd-7a9f-3a71-f48b4d796815

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 11, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• • C•••••• W••••• M••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Nov 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• • C•••••• W••••• M••••••••• L••	No RAUM reported	Jul 7, 2026	n/a	yes	WORCESTER, MA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Sep 25, 2020	n/a	yes	Worcester, MA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	C••••••••• F•••••••• N••••••	Oct 14, 2020	Sep 25, 2020	-19	Firm change	Ibd to ibd
C•••••• S••••• • C••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 14, 2018	Jan 28, 2019

Relationships

Registered with (4)

→ B••••••••• • C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 7, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Sep 25, 2020 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 28, 2019 to Oct 14, 2020factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:897311dc-55fd-7a9f-3a71-f48b4d796815
First observed: May 11, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.