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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SUMMIT WEALTH MANAGEMENT, INC

SUMMIT WEALTH MANAGEMENT, CRD 105714

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8976f55b-86d1-49c8-7c0c-9b4db9a7e1d1

Data as of Dec 12, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2012 to Dec 12, 2012
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $517MItem 5.F on the latest filing (2012-12-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $463M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 8
Accounts: 2,242
SEC number: 801-29339
CRD: 105714
Filings on the tape: 7
First filed: Mar 20, 2012
Latest filed: Dec 12, 2012
Organised: Corporation, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLECA, ANGELO, ANTHONY	Principal	E	yes	10/1997	Mar 20, 2012	Dec 12, 2012
ALLECA, ANGELO, ANTHONY	CHIEF COMPLIANCE OFFICER	Na	yes	08/2006	Mar 20, 2012	Dec 12, 2012
NATIONAL ADVISORY SERVICES INC	DIRECT OWNER	E	yes	08/2006	Mar 20, 2012	Dec 12, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BEVERLY HILLS	CA	United States	n/a	no
SAN ANTONIO	TX	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 20, 2012	$517M	$463M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$517M	n/a	n/a	n/a	n/a	17	n/a	n/a	n/a

Relationships

Controls (2)

← ALLECA, ANGELO, ANTHONYOwnerPRINCIPAL, ownership code E, individual
Mar 20, 2012 to presentfactForm ADV
← NATIONAL ADVISORY SERVICES INCOwnerDIRECT OWNER, ownership code E, domestic entity
Mar 20, 2012 to presentfactForm ADV

Registered with (14)

← JON Westfall COURTNEYAdvisorregistration: previous registration
Jan 4, 2011 to Dec 31, 2013factForm ADV
← FAROKH BILL BILLIMORIAAdvisorregistration: previous registration
Aug 22, 2006 to Jul 22, 2013factForm ADV
← JOHN MELVILLE EATONAdvisorregistration: previous registration
Aug 17, 2006 to Feb 19, 2013factForm ADV
← BRYAN CRAIG WISDAAdvisorregistration: previous registration
May 7, 2007 to Dec 31, 2012factForm ADV
← MARTIN MICHAEL LYSAGHTAdvisorregistration: previous registration
May 16, 2011 to Dec 12, 2012factForm ADV
← REBECCA MCDONALD PHILLIPSAdvisorregistration: previous registration
Jun 25, 2009 to Dec 12, 2012factForm ADV
← SCARLOTT LEIGH CAGLEAdvisorregistration: previous registration
Jul 3, 2007 to Dec 12, 2012factForm ADV
← CHAD AARON WARRICKAdvisorregistration: previous registration
Aug 9, 2010 to Oct 5, 2012factForm ADV
← JASON PATRICK PRINTAdvisorregistration: previous registration
Aug 17, 2006 to Oct 5, 2012factForm ADV
← PATRICK ALLAN THOMASAdvisorregistration: previous registration
Oct 28, 2011 to May 7, 2012factForm ADV
← CHRISTOPHER JOHN PAUL HOLDENAdvisorregistration: previous registration
Aug 17, 2006 to Dec 22, 2011factForm ADV
← PETER LYNN CHAMBERLAINAdvisorregistration: previous registration
May 12, 1993 to Nov 30, 2011factForm ADV
← MICHAEL CURTIS WOLCOTTAdvisorregistration: previous registration
Aug 3, 2011 to Sep 12, 2011factForm ADV
← CHAD L TENNANTAdvisorregistration: previous registration
Feb 28, 2007 to Feb 26, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8976f55b-86d1-49c8-7c0c-9b4db9a7e1d1
First observed: Mar 20, 2012
Last observed: Dec 12, 2012 167 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUMMIT WEALTH MANAGEMENT, INC

SUMMIT WEALTH MANAGEMENT, CRD 105714

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8976f55b-86d1-49c8-7c0c-9b4db9a7e1d1

Data as of Dec 12, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLECA, ANGELO, ANTHONY

Principal

yes

10/1997

Mar 20, 2012

Dec 12, 2012

ALLECA, ANGELO, ANTHONY

CHIEF COMPLIANCE OFFICER

yes

08/2006

Mar 20, 2012

Dec 12, 2012

NATIONAL ADVISORY SERVICES INC

DIRECT OWNER

yes

08/2006

Mar 20, 2012

Dec 12, 2012

City

State

Country

Employees

Also broker-dealer

BEVERLY HILLS

United States

n/a

SAN ANTONIO

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 20, 2012

$517M

$463M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$517M

n/a