This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ASHTON THOMAS PRIVATE WEALTH

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

3

Exams

S63|S65

First exam

Feb 1, 2010

First registration

Feb 2, 2010

Dual registered

yes, broker-dealer

IAPD individual key

5719034

• Occurred

  Oct 24, 2024
  Advisor changed firm

  Ross B Fronk left Realta Investment Advisors, Inc for Ashton Thomas Securities, Llc (registered 2024-11-05)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8977e159-afba-3122-86b7-31e9061256c0

First observed

Feb 2, 2010

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.