DFX Intelligence

M•••••• F••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

M•••••• F••• J••••••

Advisor at C••••••• P•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89781dfe-c130-3b05-08d0-39366fa06bbb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 22, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	May 26, 2026	n/a	yes	Knoxville, TN\|NEWPORT BEACH, CA\|Knoxville, TN	Current employment
C••••••• P•••••••	Independent wealth	Dec 11, 2025	n/a	yes	Knoxville, TN\|OVERLAND PARK, KS\|Knoxville, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P••••••• I••••••••• A•••••••• L••	C••••••• P•••••••	Jan 13, 2026	Dec 11, 2025	-33	Channel change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
126777:105348:TN:2026-01-13	Jan 13, 2026	Dec 11, 2025	KNOXVILLE, TN	Firm change after gap

Relationships

Registered with (2)

→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 22, 2023 to Jan 13, 2026factForm ADV
→ C••••••• P•••••••Registered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89781dfe-c130-3b05-08d0-39366fa06bbb
First observed: May 22, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.