DFX Intelligence

C••• H••• P•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C••• H••• P•••••••• L•••

CRD 288684

BOSTON, MA

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Search this name across graphsid dfx:ria:89789daf-053f-3562-3dd5-03169103e9fb

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 6
On other graphs: 2
Observed: Jun 2, 2017 to Mar 27, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••• H••• P•••••••• L•••

Private equity manager · shared crd

Independent Sponsorsidentity

C••• H••• P•••••••• L•••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $5.4B••• Locked
Discretionary RAUM: $5.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 46

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••• H••• P••••••• F••• I• L•••	Private Equity Fund	$1.7B	Mar 28, 2024	96	Sep 8, 2017	reported	021-292410
C••• H••• P••••••• F••• I•• L•••	Private Equity Fund	$973M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• A•••••• B••••	SOLE MEMBER	E	yes	01/2017	Jun 2, 2017	Mar 28, 2024
B•••••• A•••••• B••••	MANAGING PARTNER	E	yes	01/2017	Jun 2, 2017	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••• H••• P••••••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a
C••• H••• P••••••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.4B	$4.8B	11.3%	$2.8B	23.5%	46	44	0	1

Relationships

Advises (5)

→ C••• H••• P••••••• F••• I• L•••Private fundPrivate Equity Fund, IA
Sep 8, 2017 to presentfactForm ADV
→ C••• H••• P••••••• F••• I•• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ C•• S•••••••• P••••••• I•• L••Private fundPrivate Equity Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ C•• S•••••••• P•••••••• L••

Dated events

Occurred
Mar 27, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$1.7B
Occurred
Mar 29, 2022
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$2.1B
Occurred
Mar 20, 2020
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89789daf-053f-3562-3dd5-03169103e9fb
First observed: Jun 2, 2017
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.