DFX Intelligence

H••• E•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

H••• E•••••• C•••••••

Advisor at C••• L••

COLUMBIA, MD | OMAHA, NE

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Search this name across graphsid dfx:ria:898234f4-2aa8-eb1d-3404-8f4b78a9e992

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Aug 21, 2023	n/a	yes	COLUMBIA, MD\|OMAHA, NE	Current employment
F•• W••••• M•••••••••	Former SEC adviser	Apr 7, 2023	Dec 4, 2023	no	COLUMBIA, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• W••••• M•••••••••	C••• L••	Dec 4, 2023	Aug 21, 2023	-105	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
104610:155344:MD:2023-12-04	Dec 4, 2023	Aug 21, 2023	COLUMBIA, MD	Firm change after gap

Relationships

Registered with (2)

→ C••• L••Registered adviserregistration: current employment
Aug 21, 2023 to presentfactForm ADV
→ F•• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 7, 2023 to Dec 4, 2023factForm ADV

Dated events

Occurred
Dec 4, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:898234f4-2aa8-eb1d-3404-8f4b78a9e992
First observed: Apr 7, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.