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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

PATRICK RICHARD O'DONOVAN

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Carmel, IN

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Search this name across graphsid dfx:ria:89824200-ae1f-82df-7a40-4cb9a4ba38d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 13, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 8, 1996
First registration: Dec 13, 1996
Dual registered: yes, broker-dealer
Other names: PATRICK RICHARD ODONOVAN
IAPD individual key: 2374828

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 26, 2017	n/a	yes	Carmel, IN	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Oct 11, 2016	Aug 30, 2017	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|NASHVILLE, TN	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Aug 30, 2016	Dec 31, 2016	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|BRENTWOOD, TN	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 19, 2016	no	Lexington, KY\|Louisville, KY\|Grand Rapids, MI\|Birmingham, MI\|FAIRHOPE, AL\|CHARLOTTE, NC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 13, 1996	Jun 1, 2009	no	LOUISVILLE, KY\|LEXINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Aug 30, 2017	Sep 26, 2017	27	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Oct 11, 2016	-81	Bulk transfer	Other
MORGAN STANLEY	SUNTRUST INVESTMENT SERVICES, INC.	Feb 19, 2016	Aug 30, 2016	193	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Sep 26, 2017 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Oct 11, 2016 to Aug 30, 2017factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 30, 2016 to Dec 31, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 19, 2016factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 13, 1996 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.