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S•••• R••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

S•••• R••• C••••••

Advisor at U•••• W••••• S•••••••••

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:89877399-31cb-08cb-7813-37de9b6edb69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 10, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•••• W••••• S•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U•••• W••••• S•••••••••	State registered	Aug 21, 2024	n/a	yes	COLORADO SPRINGS, CO	Current employment
C••••••• F•••••••• S•••••••• I••	n/a	Mar 21, 2022	Sep 17, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• S•••••••• I••	U•••• W••••• S•••••••••	Sep 17, 2024	Aug 21, 2024	-27	Firm change	Other
M••••• F••••••••	C••••••• F•••••••• S•••••••• I••	Mar 23, 2022

Relationships

Registered with (5)

→ U•••• W••••• S•••••••••Registered adviserregistration: current employment
Aug 21, 2024 to presentfactForm ADV
→ C••••••• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Mar 21, 2022 to Sep 17, 2024factForm ADV
→ M••••• F••••••••Registered adviserregistration: previous registration
Mar 2, 2022 to Mar 23, 2022factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

Occurred
Sep 17, 2024
Advisor changed firm
S•••• R••• C•••••• left C••••••• F•••••••• S•••••••• I•• for U•••• W••••• S••••••••• (registered 2024-08-21)
Form ADVobserved 7 days ago
Occurred
Mar 23, 2022
Advisor changed firm
S•••• R••• C•••••• left M••••• F•••••••• for C••••••• F•••••••• S•••••••• I•• (registered 2022-03-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89877399-31cb-08cb-7813-37de9b6edb69
First observed: Jul 10, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.