DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
WEST PALM BEACH, FL | BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 3, 2026 | n/a | yes | BOCA RATON, FL|WEST PALM BEACH, FL | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 26, 2014 | Jul 13, 2026 | no | BOCA RATON, FL|West Palm Beach, FL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Jan 24, 2014 | no | BOCA RATON, FL|DEERFIELD BEACH, FL|BOCA RATON, FL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 11, 2008 | Oct 1, 2012 | no | WELLINGTON, FL|BOCA RATON, FL|BOCA RATON, FL|BOCA RATON, FL|BOCA RATON, FL|BOYNTON BEACH, FL|BOCA RATON, FL|BOCA RATON, FL|BOCA RATON, FL|BOCA RATON, FL|DEERFIELD BEACH, FL|BOCA RATON, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 19, 2006 | Jun 24, 2008 | no | DEERFIELD BEACH, FL|DEERFIELD BEACH, FL|CORAL SPRINGS, FL|CORAL SPRINGS, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | LPL FINANCIAL LLC | Jul 13, 2026 | Jul 3, 2026 | -10 | Firm change | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jan 24, 2014 | Mar 26, 2014 | 61 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | CHASE INVESTMENT SERVICES CORP. | Jun 24, 2008 | Jul 11, 2008 | 17 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:6413:FL:2026-07-13 | Jul 13, 2026 | Jul 3, 2026 | WEST PALM BEACH, FL | Firm change |