DFX Intelligence

C•••••• M••••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

C•••••• M••••••• P••••••• L•

CRD 319080

WASHINGTON, DC

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Search this name across graphs

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 12
On other graphs: 4
Observed: Apr 22, 2022 to Apr 30, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• M••••••• P••••••• L•

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

C•••••• M••••••• P••••••• L•

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Real Estate Fundsidentity

C•••••• M••••••• P••••••• L•

Real estate fund manager · key_crd, key_sfn_adviser, shared_crd

Allocators

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.7B••• Locked
Discretionary RAUM: $1.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• M••••••• F••• I• L•	Private Equity Fund	$670M	Apr 30, 2026	146	Sep 20, 2022	reported	021-449215
C•• A••••• P••••••• L•	Private Equity Fund	$245M	Apr 30, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• M••••••• P••••••• H••••••• L••	GENERAL PARTNER	Na	yes	06/2021	Apr 22, 2022	May 2, 2024
C•••••• B•••••• B••••	MANAGING MEMBER	D	yes	06/2021	Apr 22, 2022	May 2, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• M••••••• G• I• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$1.4B	21.9%	$463M	53.4%	15	14	0	0

Relationships

Advises (17)

→ C•• S••••• C••••••••• L•Private fundPrivate Equity Fund, IA
Apr 30, 2026 to presentfactForm ADV
→ C•• V••••• P••••••• ••••••• A• L•Private fundPrivate Equity Fund, IA
Apr 22, 2022 to presentfactForm ADV
→ C•• A••••• P••••••• L•Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ C•• R•• P••••••• I• L•

Dated events

Order

Occurred
30 Apr 2026
Ria private fund assets change
••• Locked
Form ADV
$676M
Occurred
30 Apr 2026
Private fund first reported4 events
Private fund first reported: 4 on 30 Apr 2026
$51.6M to $80.4M
- ••• Locked$80.4M
- ••• Locked$60.8M
- ••• Locked$51.6M
Occurred
30 Apr 2026
Ria ownership band change2 events
C•••••• M••••••• P••••••• L•: ria ownership band change, 2 events, on 30 Apr 2026
- ••• Locked
- ••• Locked
Occurred
30 Apr 2026
Private fund gav change
••• Locked
Form ADV
$224M
Occurred
29 Apr 2025
Regulatory AUM changed
••• Locked
Form ADV
$376M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 22, 2022
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 17 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••• L••• C•• S••• L••	Private Equity Fund	$25.9M	Apr 30, 2026	22	Apr 22, 2022	reported	n/a
C•• V••••• P••••••• ••••••• A• L•	Private Equity Fund	$18.2M	Apr 30, 2026	1	Apr 22, 2022	reported	021-44113002
C•• V••••• P••••••• L•	Private Equity Fund	$10.1M	Apr 30, 2026	5	Apr 22, 2022	reported	021-441130
C•• V••••• P••••••• I• L•	Private Equity Fund	$7.0M	Apr 30, 2026	3	Mar 27, 2024	reported	021-483484
P•••• L••• C•• S•• 2• L••	Private Equity Fund	$4.8M	Apr 30, 2026	21	Mar 27, 2024	reported	n/a
C•• V••••• P••••••• ••••••• B• L•	Private Equity Fund	$2.8M	Apr 30, 2026	1	Apr 22, 2022	reported	021-44113001
C•••••• M••••••• F••• I• A•• ••••••• L•	Private Equity Fund	$0	Apr 30, 2026	165	Apr 30, 2026	reported	n/a