DFX Intelligence

M•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

M•••••• M•••••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:899dba66-52c4-7ff9-08d9-cedaf41d52a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Mar 28, 2023	n/a	yes	NEW YORK, NY	Current employment
S•• W•••••	Independent wealth	Sep 23, 2019	Mar 15, 2023	no	NEW YORK, NY\|BEVERLY HILLS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• W•••••	C••••• P••••••• L••	Mar 15, 2023	Mar 28, 2023	13	Firm change	RIA to RIA
K•• P••••••••• A••••••• G••••• L••	S•• W•••••	Sep 18, 2019	Sep 23, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
172832:151559:CA:2023-03-15	Mar 15, 2023	Mar 28, 2023	BEVERLY HILLS, CA	Firm change
133319:172832:NY:2019-09-18	Sep 18, 2019	Sep 23, 2019	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Mar 28, 2023 to presentfactForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Sep 23, 2019 to Mar 15, 2023factForm ADV
→ K•• P••••••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Sep 18, 2017 to Sep 18, 2019factForm ADV

Dated events

Occurred
Mar 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:899dba66-52c4-7ff9-08d9-cedaf41d52a1
First observed: Sep 18, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.