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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BUTTONWOOD FINANCIAL ADVISORS, INC.

CRD 144926

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89a1b9b2-c323-2a06-eb11-4d52d73fbad2

Data as of Mar 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: Feb 8, 2012 to Mar 7, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $483MItem 5.F on the latest filing (2026-03-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $456M
Private client RAUM: $482MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $96.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,066
Individual clients: 169
High net worth clients: 152
SEC number: 801-118433
CRD: 144926
Filings on the tape: 19
First filed: Feb 8, 2012
Latest filed: Mar 7, 2026
Organised: Corporation, MD
Website: buttonwoodfa.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAMIAN JOSEPH GALLINA	Chartered Financial Analyst	BALTIMORE, MD	18	33	1	no
JEFFREY A. MALCOM	Chartered Financial Analyst	BALTIMORE, MD	10	13	n/a	no
ALEXANDRA ELIZABETH STEWART	Certified Financial Planner	BALTIMORE, MD	9	11	n/a	no
JAMES ALFRED ROSSMAN	n/a	Baltimore, MD \| BALTIMORE, MD	3	28	1	no
MARY JEANNE THOMPSON	Certified Financial Planner	BALTIMORE, MD	2	17	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GALLINA, DAMIAN, JOSEPH	PRESIDENT AND CHIEF COMPLIANCE OFFICER	D	yes	01/2008	Feb 8, 2012	Mar 21, 2024
MALCOM, JEFFREY, A.	VICE PRESIDENT	C	yes	11/2012	Mar 13, 2020	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 7, 2026	$483M	$456M	8	5	0	n/a	n/a
2024	Jan 30, 2025	$393M	$364M	8	6	0	n/a	n/a
2023	Mar 21, 2024	$308M	$295M	6	5	0	n/a	n/a
2022	Jan 11, 2023	$203M	$192M	7	5	0	n/a	n/a
2021	Mar 15, 2022	$169M	$157M	7	5	0	n/a	n/a
2020	Mar 23, 2021	$131M	$121M	6	5	0	n/a	n/a
2011	Feb 8, 2012	$47.2M	$44.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$483M	$393M	22.9%	$203M	33.5%	8	8	0	0

Relationships

Registered with (8)

← MARY JEANNE THOMPSONAdvisorregistration: current employment
Apr 30, 2024 to presentfactForm ADV
← JAMES ALFRED ROSSMANAdvisorregistration: current employment
Jun 30, 2023 to presentfactForm ADV
← ALEXANDRA ELIZABETH STEWARTAdvisorregistration: current employment
Dec 21, 2016 to presentfactForm ADV
← JEFFREY A. MALCOMAdvisorregistration: current employment
May 2, 2016 to presentfactForm ADV
← DAMIAN JOSEPH GALLINAAdvisorregistration: current employment
Apr 18, 2008 to presentfactForm ADV
← Rebecca Jernigan BlaschakAdvisorregistration: previous registration
Jan 1, 2020 to Jan 16, 2024factForm ADV
← Gennadiy ToddAdvisorregistration: previous registration
Oct 2, 2018 to Feb 10, 2023factForm ADV
← BRITTANY LYNN RINGOAdvisorregistration: previous registration
Jul 28, 2015 to Aug 22, 2017factForm ADV

Controls (2)

← GALLINA, DAMIAN, JOSEPHOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 8, 2012 to Mar 21, 2024factForm ADV
← MALCOM, JEFFREY, A.OwnerVICE PRESIDENT, ownership code C, individual
Mar 13, 2020 to Mar 21, 2024factForm ADV

Dated events

Occurred
Mar 21, 2024
Regulatory AUM changed
Buttonwood Financial Advisors, Inc. reported RAUM $308.1M, up 52% from $203.2M (2023-07-14 to 2024-03-21)
Form ADVobserved 4 days ago
$105M
Occurred
Jan 16, 2024
Advisor changed firm
Rebecca Jernigan Blaschak left Buttonwood Financial Advisors, Inc. for Raymond James Financial Services Advisors, Inc (registered 2024-03-15)
Form ADVobserved 4 days ago
Occurred
Feb 10, 2023
Advisor changed firm
Gennadiy Todd left Buttonwood Financial Advisors, Inc. for Verdence Capital Advisors, Llc (registered 2023-05-11)
Form ADVobserved 4 days ago
Occurred
Mar 13, 2020
Control person joined
A. Jeffrey Malcom (Vice President) appeared on Schedule A of Buttonwood Financial Advisors, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 13, 2020
First Form ADV filing
Buttonwood Financial Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89a1b9b2-c323-2a06-eb11-4d52d73fbad2
First observed: Feb 8, 2012
Last observed: Mar 7, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BUTTONWOOD FINANCIAL ADVISORS, INC.

CRD 144926

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89a1b9b2-c323-2a06-eb11-4d52d73fbad2

Data as of Mar 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:03 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAMIAN JOSEPH GALLINA

Chartered Financial Analyst

BALTIMORE, MD

JEFFREY A. MALCOM

Chartered Financial Analyst

BALTIMORE, MD

n/a

ALEXANDRA ELIZABETH STEWART

Certified Financial Planner

BALTIMORE, MD

n/a

JAMES ALFRED ROSSMAN

n/a

Baltimore, MD | BALTIMORE, MD

MARY JEANNE THOMPSON

Certified Financial Planner

BALTIMORE, MD

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GALLINA, DAMIAN, JOSEPH

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

01/2008

Feb 8, 2012

Mar 21, 2024

MALCOM, JEFFREY, A.

VICE PRESIDENT

yes

11/2012

Mar 13, 2020

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 7, 2026

$483M

$456M

n/a

2024

Jan 30, 2025

$393M

$364M

n/a

2023

Mar 21, 2024

$308M

$295M

n/a

2022

Jan 11, 2023

$203M

$192M

n/a

2021

Mar 15, 2022

$169M

$157M

n/a

2020

Mar 23, 2021

$131M

$121M

n/a

2011

Feb 8, 2012

$47.2M

$44.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$483M

$393M

22.9%

$203M

33.5%