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Advisor at FIDUCIARY COUNSELLING INC
ST PAUL, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIDUCIARY COUNSELLING INC | Independent wealth | Jan 4, 2022 | n/a | yes | ST PAUL, MN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 28, 2017 | Dec 31, 2020 | no | Minneapolis, MN|SAN DIEGO, CA|BLOOMINGTON, MN | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Apr 14, 2015 | Feb 28, 2017 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | FIDUCIARY COUNSELLING INC | Dec 31, 2020 | Jan 4, 2022 | 369 | Firm change | Ibd to RIA |
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Feb 28, 2017 | Feb 28, 2017 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:MN:2017-02-28 | Feb 28, 2017 | Feb 28, 2017 | MINNEAPOLIS, MN | Firm change |