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Advisor at FORONJY FINANCIAL
SANTA BARBARA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FORONJY FINANCIAL | Independent wealth | Jan 1, 2025 | n/a | yes | SANTA BARBARA, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 21, 2018 | Oct 8, 2020 | no | SAN LUIS OBISPO, CA|SANTA BARBARA, CA|SACRAMENTO, CA|SAN LUIS OBISPO, CA|SANTA BARBARA, CA | Previous registration |
| MARINER ADVISOR NETWORK | Bd affiliated wealth | Jul 6, 2016 | Oct 7, 2024 | no | San Luis Obispo, CA|Santa Barbara, CA|Santa Barbara, CA | Previous registration |
| STRATEGIC WEALTH ADVISORS GROUP | Former SEC adviser | May 22, 2015 | Jul 6, 2016 | no | SAN LUIS OBISPO, CA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jan 29, 2008 | May 22, 2015 | no | SANTA BARBARA, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 3, 2007 | Dec 14, 2007 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARINER ADVISOR NETWORK | LPL FINANCIAL LLC | Oct 7, 2024 | Mar 21, 2018 | -2,392 | Firm change after gap | Ibd to RIA |
| LPL FINANCIAL LLC | FORONJY FINANCIAL | Oct 8, 2020 | Jan 1, 2025 | 1,546 | Firm change after gap | Ibd to RIA |
| STRATEGIC WEALTH ADVISORS GROUP | MARINER ADVISOR NETWORK | Jul 6, 2016 | Jul 6, 2016 | 0 | Bulk transfer | Other |
| STRATEGIC ADVISERS LLC | STRATEGIC WEALTH ADVISORS GROUP | May 22, 2015 | May 22, 2015 | 0 | Firm change | Other |
| LPL FINANCIAL LLC | STRATEGIC ADVISERS LLC | Dec 14, 2007 | Jan 29, 2008 | 46 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283824:6413:CA:2024-10-07 | Oct 7, 2024 | Mar 21, 2018 | SANTA BARBARA, CA | Firm change after gap |