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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

PEAK INVESTMENT SOLUTIONS, LLC

CRD 134846

ROSEVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89c5f137-71cf-f2ee-2bed-179ee85d056a

Data as of Jun 25, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2012 to Jun 25, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $35.1MItem 5.F on the latest filing (2012-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $34.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $35.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 245
SEC number: 801-64263
CRD: 134846
Filings on the tape: 3
First filed: Feb 13, 2012
Latest filed: Jun 25, 2012
Organised: Limited Liability Company, California

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KENNETH ERSAL POPE	n/a	ROSEVILLE, CA	14	26	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LUND, THERIL, HOWARD	Member	C	yes	11/1999	Feb 13, 2012	Jun 25, 2012
POPE, KENNETH, ERSAL	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	yes	11/1999	Feb 13, 2012	Jun 25, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KENNETH POPE, CPA	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Feb 13, 2012	$35.1M	$34.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$35.1M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TIDWELL WEALTH MANAGEMENT LLC	3	Oct 13, 2020	Jan 1, 2026	ROSEVILLE, CA	Firm absorbed	Other	75.0%

Relationships

Registered with (4)

← KENNETH ERSAL POPEAdvisorregistration: current employment
Jun 28, 2012 to presentfactForm ADV
← IVAN JAY TIDWELLAdvisorregistration: previous registration
Dec 14, 2017 to Oct 13, 2020factForm ADV
← KEVIN THOMAS WELLSAdvisorregistration: previous registration
Mar 8, 2018 to Oct 13, 2020factForm ADV
← MICHAEL THOMAS WELLSAdvisorregistration: previous registration
Feb 13, 2018 to Oct 13, 2020factForm ADV

Controls (2)

← LUND, THERIL, HOWARDOwnerMEMBER, ownership code C, individual
Feb 13, 2012 to presentfactForm ADV
← POPE, KENNETH, ERSALOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 13, 2012 to presentfactForm ADV

Moved with (1)

→ TIDWELL WEALTH MANAGEMENT LLCRegistered adviser3 advisors, firm absorbed, same day
Oct 13, 2020 to Jan 1, 2026factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89c5f137-71cf-f2ee-2bed-179ee85d056a
First observed: Feb 13, 2012
Last observed: Jun 25, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PEAK INVESTMENT SOLUTIONS, LLC

CRD 134846

ROSEVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89c5f137-71cf-f2ee-2bed-179ee85d056a

Data as of Jun 25, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KENNETH ERSAL POPE

n/a

ROSEVILLE, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LUND, THERIL, HOWARD

Member

yes

11/1999

Feb 13, 2012

Jun 25, 2012

POPE, KENNETH, ERSAL

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

11/1999

Feb 13, 2012

Jun 25, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KENNETH POPE, CPA

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Feb 13, 2012

$35.1M

$34.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$35.1M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TIDWELL WEALTH MANAGEMENT LLC

Oct 13, 2020

Jan 1, 2026

ROSEVILLE, CA

Firm absorbed

Other

75.0%