This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$73.0MItem 5.F on the latest filing (2014-12-22); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$25.0M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

4

Advisory employees

4

Accounts

68

SEC number

801-77384

CRD

117162

Filings on the tape

12

First filed

Mar 24, 2012

Latest filed

Dec 22, 2014

Organised

Corporation, Washington

• Occurred

  Nov 14, 2012
  First Form ADV filing

  The Adviser Source filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:89c650f5-090f-0cd9-a1fc-dda8b421b120

First observed

Mar 24, 2012

Last observed

Dec 22, 2014 143 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.