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Advisor at PRIME CAPITAL FINANCIAL
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | Jul 20, 2017 | n/a | yes | OVERLAND PARK, KS | Current employment |
| LAWING FINANCIAL INC | Former SEC adviser | Jan 31, 2006 | Oct 13, 2017 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 14, 2005 | Nov 23, 2005 | no | OVERLANDPARK, KS|OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LAWING FINANCIAL INC | PRIME CAPITAL FINANCIAL | Oct 13, 2017 | Jul 20, 2017 | -85 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | LAWING FINANCIAL INC | Nov 23, 2005 | Jan 31, 2006 | 69 | Firm change | Other |