DFX Intelligence

L••••• J•••••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

L••••• J•••••••• G•••

Advisor at F•••• A•••••• S••••••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:89d13cd8-c6d9-3858-880c-7bb1dfdff3f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• A•••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• A•••••• S••••••••• L••	Independent wealth	Mar 3, 2023	n/a	yes	ST. LOUIS, MO	Current employment
B••••••••• S•••••••• W•••••• L••	Former SEC adviser	Mar 3, 2023	Jul 1, 2024	no	ST LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• S•••••••• W•••••• L••	F•••• A•••••• S••••••••• L••	Jul 1, 2024	Mar 3, 2023	-486	Firm change after gap	RIA to RIA
W•••••• • R•••	B••••••••• S•••••••• W•••••• L••	Jul 15, 2021	Mar 3, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
143323:143319:MO:2024-06-28	Jul 1, 2024	Mar 3, 2023	ST LOUIS, MO	Firm change after gap

Relationships

Registered with (4)

→ F•••• A•••••• S••••••••• L••Registered adviserregistration: current employment
Mar 3, 2023 to presentfactForm ADV
→ B••••••••• S•••••••• W•••••• L••Registered adviserregistration: previous registration
Mar 3, 2023 to Jul 1, 2024factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Dec 4, 2020 to Jul 15, 2021factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Jul 1, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89d13cd8-c6d9-3858-880c-7bb1dfdff3f2
First observed: Dec 4, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.