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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Jing Sun

Advisor at J.P. MORGAN SECURITIES LLC

Irvine, CA

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Search this name across graphsid dfx:ria:89d7844f-fb13-a8b9-fb5a-08ab59249968

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Mar 11, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S66
First exam: Mar 11, 2019
First registration: Mar 11, 2019
Dual registered: yes, broker-dealer
IAPD individual key: 7070737

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 17, 2025	n/a	yes	Irvine, CA	Current employment
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Aug 22, 2025	Dec 24, 2025	no	Irvine, CA\|SAN FRANCISCO, CA\|Irvine, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 22, 2025	Oct 3, 2025	no	Irvine, CA\|San Francisco, CA\|Irvine, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 1, 2024	Jul 23, 2025	no	Irvine, CA	Previous registration
SUNSTONE ADVISORS, LLC	Asset manager	Nov 30, 2023	May 24, 2024	no	IRVINE, CA	Previous registration
ELITE ADVISORS, LLC	Former SEC adviser	Mar 11, 2019	Dec 31, 2020	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SCHWAB WEALTH ADVISORY, INC.	J.P. MORGAN SECURITIES LLC	Dec 24, 2025	Dec 17, 2025	-7	Firm change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Oct 3, 2025	Aug 22, 2025	-42	Channel change	Other
J.P. MORGAN SECURITIES LLC	CHARLES SCHWAB & CO., INC.	Jul 23, 2025	Aug 22, 2025	30	Firm change	Wirehouse to ibd
SUNSTONE ADVISORS, LLC	J.P. MORGAN SECURITIES LLC	May 24, 2024	Jul 1, 2024	38	Firm change	Other
ELITE ADVISORS, LLC	SUNSTONE ADVISORS, LLC	Dec 31, 2020	Nov 30, 2023	1,064	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:5393:CA:2025-07-14	Jul 23, 2025	Aug 22, 2025	IRVINE, CA	Firm change
282117:324002:CA:2020-12-31	Dec 31, 2020	Nov 30, 2023	IRVINE, CA	Firm change after gap

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jul 1, 2024 to Jul 23, 2025factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Aug 22, 2025 to Dec 24, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 22, 2025 to Oct 3, 2025factForm ADV
→ SUNSTONE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 30, 2023 to May 24, 2024factForm ADV
→ ELITE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 11, 2019 to Dec 31, 2020factForm ADV

Dated events

Occurred
Dec 24, 2025
Advisor changed firm
Jing Sun left Schwab Wealth Advisory, Inc. for J.P. Morgan Securities Llc (registered 2025-12-17)
Form ADVobserved 6 days ago
Occurred
Jul 23, 2025
Advisor changed firm
Jing Sun left J.P. Morgan Securities Llc for Charles Schwab & Co., Inc. (registered 2025-08-22)
Form ADVobserved 6 days ago
Occurred
May 24, 2024
Advisor changed firm
Jing Sun left Sunstone Advisors, Llc for J.P. Morgan Securities Llc (registered 2024-07-01)
Form ADVobserved 6 days ago