DFX Intelligence

J••••• C•••••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

J••••• C•••••••• W••••

Advisor at C••••••••• W••••• A•••••••• L••

MINNEAPOLIS, MN | Bellevue, WA

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Search this name across graphsid dfx:ria:89e911f3-fbe8-727f-295c-cbe49b11af91

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• A•••••••• L••	Bd affiliated wealth	May 27, 2021	n/a	yes	MINNEAPOLIS, MN\|Bellevue, WA	Current employment
E•••••••• C•••••• M••••••••• L••	Independent wealth	Oct 28, 2013	Oct 25, 2018	no	BELLEVUE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• C•••••• M••••••••• L••	C••••••••• W••••• A•••••••• L••	Oct 25, 2018	May 27, 2021	945	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
May 27, 2021 to presentfactForm ADV
→ E•••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 28, 2013 to Oct 25, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89e911f3-fbe8-727f-295c-cbe49b11af91
First observed: Oct 28, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.