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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ALPHA TITANS LLC

CRD 145740

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89fb743a-bd64-a150-86e9-29bdadefcba2

Data as of Oct 31, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Oct 31, 2014
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $16.3MItem 5.F on the latest filing (2014-10-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $16.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 1
Accounts: 3
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $16.3Mgross asset value as reported per fund; never fund size
Custody, client assets: $16.3M
SEC number: 801-68680
CRD: 145740
Filings on the tape: 11
First filed: Mar 30, 2012
Latest filed: Oct 31, 2014
Organised: Limited Liability Company, California

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ALPHA TITANS MF SPC, MULTISTRATEGY	Hedge Fund	$10.3M	Oct 31, 2014	2	Mar 30, 2012	reported	021-113513
ALPHA TITANS MF SPC, ACCESS:TS	Hedge Fund	$5.2M	Oct 31, 2014	2	Mar 30, 2012	reported	021-113513
ALPHA TITANS MF SPC, ACCESS: BT	Hedge Fund	$422,023	Oct 31, 2014	1	Mar 31, 2014	reported	021-113513
ALPHA TITANS MF SPC, FUTURES	Hedge Fund	$379,730	Apr 2, 2013	5	Mar 30, 2012	dropped	021-113513
ALPHA TITANS MF SPC, ACCESS:PE	Hedge Fund	$296,000	Jun 22, 2012	2	Mar 30, 2012	dropped	021-113513
ALPHA TITANS MF SPC, ACCESS:A	Hedge Fund	$273,738	Jun 22, 2012	1	Mar 30, 2012	dropped	021-113513
ALPHA TITANS MF SPC, ACCESS: S1.5	Hedge Fund	$245,642	Apr 2, 2013	1	Apr 2, 2013	dropped	021-113513
ALPHA TITANS MF SPC, ACCESS: QTA	Hedge Fund	$216,090	Oct 31, 2014	1	Apr 2, 2013	reported	021-113513
ALPHA TITANS MF SPC, ACCESS: Q3	Hedge Fund	$188,251	Oct 31, 2014	1	Apr 2, 2013	reported	021-113513
ALPHA TITANS MF SPC, ACCESS: TY	Hedge Fund	$109,144	Apr 2, 2013	1	Apr 2, 2013	dropped	021-113513

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KAESER, KELLY, DONALD	CHIEF OPERATIONS OFFICER, GENERAL COUNSEL	Na	yes	02/2010	Mar 30, 2012	Oct 31, 2014
MCCORMACK, TIMOTHY, PATRICK	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CIO, CEO	E	yes	11/2008	Mar 30, 2012	Oct 31, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SANTA BARBARA ALPHA STRATEGIES	n/a	Former SEC adviser	$1.3M	N	yes	n/a
ATLANTIC ADVISORS LTD	n/a	n/a	n/a	N	yes	n/a
LUMEN LTD	n/a	n/a	n/a	N	yes	n/a
TIMOTHY PATRICK MCCORMACK	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$48.6M	$48.6M	4	0	n/a	5	$48.5M
2012	Apr 2, 2013	$65.2M	$65.2M	4	0	n/a	7	$59.4M
2011	Mar 30, 2012	$70.1M	$70.1M	n/a	n/a	n/a	5	$57.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$16.3M	$65.2M	-75.0%	n/a	n/a	4	4	n/a	n/a

Relationships

Affiliated with (2)

→ SANTA BARBARA ALPHA STRATEGIESRegistered adviserother investment adviser, common control
factForm ADV
← SANTA BARBARA ALPHA STRATEGIESRegistered adviserother investment adviser, common control
factForm ADV

Advises (10)

→ ALPHA TITANS MF SPC, ACCESS:TSPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ ALPHA TITANS MF SPC, ACCESS: QTAPrivate fundHedge Fund, IA
Apr 2, 2013 to presentfactForm ADV
→ ALPHA TITANS MF SPC, ACCESS: BTPrivate fundHedge Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ ALPHA TITANS MF SPC, MULTISTRATEGYPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ ALPHA TITANS MF SPC, ACCESS: Q3Private fundHedge Fund, IA
Apr 2, 2013 to presentfactForm ADV
→ ALPHA TITANS MF SPC, ACCESS: S1.5Private fundHedge Fund, IA, no longer reported
Apr 2, 2013 to Apr 2, 2013factForm ADV
→ ALPHA TITANS MF SPC, ACCESS: TYPrivate fundHedge Fund, IA, no longer reported
Apr 2, 2013 to Apr 2, 2013factForm ADV
→ ALPHA TITANS MF SPC, FUTURESPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Apr 2, 2013factForm ADV
→ ALPHA TITANS MF SPC, ACCESS:PEPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 22, 2012factForm ADV
→ ALPHA TITANS MF SPC, ACCESS:APrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 22, 2012factForm ADV

Controls (2)

← MCCORMACK, TIMOTHY, PATRICKOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CIO, CEO, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← KAESER, KELLY, DONALDOwnerCHIEF OPERATIONS OFFICER, GENERAL COUNSEL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (2)

← LISA ANN NEFFAdvisorregistration: previous registration
Aug 5, 2013 to Mar 13, 2015factForm ADV
← CHRISTIAN JONATHAN LENAAdvisorregistration: previous registration
Jun 29, 2012 to Mar 13, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89fb743a-bd64-a150-86e9-29bdadefcba2
First observed: Mar 30, 2012
Last observed: Oct 31, 2014 144 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALPHA TITANS LLC

CRD 145740

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89fb743a-bd64-a150-86e9-29bdadefcba2

Data as of Oct 31, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ALPHA TITANS MF SPC, MULTISTRATEGY

Hedge Fund

$10.3M

Oct 31, 2014

Mar 30, 2012

reported

021-113513

ALPHA TITANS MF SPC, ACCESS:TS

Hedge Fund

$5.2M

Oct 31, 2014

Mar 30, 2012

reported

021-113513

ALPHA TITANS MF SPC, ACCESS: BT

Hedge Fund

$422,023

Oct 31, 2014

Mar 31, 2014

reported

021-113513

ALPHA TITANS MF SPC, FUTURES

Hedge Fund

$379,730

Apr 2, 2013

Mar 30, 2012

dropped

021-113513

ALPHA TITANS MF SPC, ACCESS:PE

Hedge Fund

$296,000

Jun 22, 2012

Mar 30, 2012

dropped

021-113513

ALPHA TITANS MF SPC, ACCESS:A

Hedge Fund

$273,738

Jun 22, 2012

Mar 30, 2012

dropped

021-113513

ALPHA TITANS MF SPC, ACCESS: S1.5

Hedge Fund

$245,642

Apr 2, 2013

dropped

021-113513

ALPHA TITANS MF SPC, ACCESS: QTA

Hedge Fund

$216,090

Oct 31, 2014

Apr 2, 2013

reported

021-113513

ALPHA TITANS MF SPC, ACCESS: Q3

Hedge Fund

$188,251

Oct 31, 2014

Apr 2, 2013

reported

021-113513

ALPHA TITANS MF SPC, ACCESS: TY

Hedge Fund

$109,144

Apr 2, 2013

dropped

021-113513

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KAESER, KELLY, DONALD

CHIEF OPERATIONS OFFICER, GENERAL COUNSEL

yes

02/2010

Mar 30, 2012

Oct 31, 2014

MCCORMACK, TIMOTHY, PATRICK

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CIO, CEO

yes

11/2008

Mar 30, 2012

Oct 31, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SANTA BARBARA ALPHA STRATEGIES

n/a

Former SEC adviser

$1.3M

yes

n/a

ATLANTIC ADVISORS LTD

n/a

yes

n/a

LUMEN LTD

n/a

yes

n/a

TIMOTHY PATRICK MCCORMACK

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$48.6M

n/a

$48.5M

2012

Apr 2, 2013

$65.2M

n/a

$59.4M

2011

Mar 30, 2012

$70.1M

n/a

$57.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$16.3M

$65.2M

-75.0%

n/a