This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$258MItem 5.F on the latest filing (2026-01-23); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$258M

Private client RAUM

$248MderivedItem 5.D individuals plus high net worth individuals

Private client share

96%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$86.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

653

Individual clients

212

High net worth clients

69

Custody, client assets

$8.4M

SEC number

801-116722

CRD

127457

Filings on the tape

17

First filed

May 1, 2019

Latest filed

Jan 23, 2026

Organised

Corporation, NC

• Occurred

  May 1, 2019
  First Form ADV filing

  Horizons Wealth Management filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8a011b50-0449-c298-3a70-a7eee8144967

First observed

May 1, 2019

Last observed

Jan 23, 2026 8 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.