DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

RICHARD ALLEN WILLIAMS

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Savannah, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a0224c9-261a-23eb-9b1d-1b5eadd3755d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 24, 2001
First registration: Feb 11, 2003
Dual registered: yes, broker-dealer
Other names: Allen Williams
IAPD individual key: 4203073

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	May 2, 2016	n/a	yes	Savannah, GA	Current employment
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	May 2, 2016	no	SAVANNAH, GA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Sep 30, 2010	Jan 2, 2015	no	JACKSONVILLE, FL\|SAVANNAH, GA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jan 8, 2004	Sep 13, 2010	no	SAVANNAH, GA\|VADALIA, GA	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Feb 11, 2003	Dec 19, 2003	no	SAVANNAH, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MSI FINANCIAL SERVICES, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	May 2, 2016	May 2, 2016	0	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other
MML INVESTORS SERVICES, LLC	NEW ENGLAND SECURITIES CORPORATION	Sep 13, 2010	Sep 30, 2010	17	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	MML INVESTORS SERVICES, LLC	Dec 19, 2003	Jan 8, 2004	20	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
14251:134139:GA:2016-04-28	May 2, 2016	May 2, 2016	SAVANNAH, GA	Firm change

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
May 2, 2016 to presentfactForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to May 2, 2016factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 30, 2010 to Jan 2, 2015factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jan 8, 2004 to Sep 13, 2010factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Feb 11, 2003 to Dec 19, 2003factForm ADV

Dated events

No dated event names this entity yet.