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Advisor at LPL FINANCIAL LLC
LINCOLN, NE | FORT MILL, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 22, 2021 | n/a | yes | FORT MILL, SC|LINCOLN, NE | Current employment |
| WADDELL & REED | Former SEC adviser | Jun 22, 2021 | Jul 22, 2021 | no | OVERLAND PARK, KS|SAVAGE, MN|LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | LPL FINANCIAL LLC | Jul 22, 2021 | Jul 22, 2021 | 0 | Bulk transfer | Ibd to ibd |