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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SHANGHAI SHENYI INVESTMENT CO LTD

CRD 288228

SHANGHAI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a106d60-355f-2ab9-1a46-1807ed5969e9

Data as of Feb 12, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2017 to Feb 12, 2018
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $400MItem 5.F on the latest filing (2018-02-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $400M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 30
Advisory employees: 18
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 17
SEC number: 801-110903
CRD: 288228
Filings on the tape: 3
First filed: Jun 28, 2017
Latest filed: Feb 12, 2018
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CHINA EVERGREEN ACQUISITION CORP	Hedge Fund	$45.0M	Mar 9, 2022	1	Mar 3, 2021	reported	n/a
CHINA ARBITRAGE FUND	Hedge Fund	$6.0M	Feb 22, 2024	3	Sep 28, 2018	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SHEN, YI	CHIEF EXECUTIVE OFFICER	D	yes	09/2012	Jun 28, 2017	Feb 12, 2018
Zhu, Wenzhong	Director	C	yes	04/2014	Jun 28, 2017	Feb 12, 2018

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Feb 12, 2018	$400M	$400M	30	18	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$400M	n/a	n/a	n/a	n/a	30	n/a	2	n/a

Relationships

Advises (2)

→ CHINA ARBITRAGE FUNDPrivate fundHedge Fund, ERA
Sep 28, 2018 to presentfactForm ADV
→ CHINA EVERGREEN ACQUISITION CORPPrivate fundHedge Fund, ERA
Mar 3, 2021 to presentfactForm ADV

Controls (2)

← SHEN, YIOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Jun 28, 2017 to presentfactForm ADV
← Zhu, WenzhongOwnerDIRECTOR, ownership code C, individual
Jun 28, 2017 to presentfactForm ADV

Dated events

Occurred
Jun 28, 2017
First Form ADV filing
Shanghai Shenyi Investment Co Ltd filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a106d60-355f-2ab9-1a46-1807ed5969e9
First observed: Jun 28, 2017
Last observed: Feb 12, 2018 104 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHANGHAI SHENYI INVESTMENT CO LTD

CRD 288228

SHANGHAI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a106d60-355f-2ab9-1a46-1807ed5969e9

Data as of Feb 12, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CHINA EVERGREEN ACQUISITION CORP

Hedge Fund

$45.0M

Mar 9, 2022

Mar 3, 2021

reported

n/a

CHINA ARBITRAGE FUND

Hedge Fund

$6.0M

Feb 22, 2024

Sep 28, 2018

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SHEN, YI

CHIEF EXECUTIVE OFFICER

yes

09/2012

Jun 28, 2017

Feb 12, 2018

Zhu, Wenzhong

Director

yes

04/2014

Jun 28, 2017

Feb 12, 2018

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Feb 12, 2018

$400M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$400M

n/a