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Advisor at SP ASSET MANAGEMENT LLC
MISSION VIEJO, CA | CUPERTINO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SP ASSET MANAGEMENT LLC | Independent wealth | Oct 28, 2024 | n/a | yes | CUPERTINO, CA|MISSION VIEJO, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Aug 21, 2020 | Nov 1, 2024 | no | LOS GATOS, CA|San Jose, CA|Mission Viejo, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 24, 2017 | Aug 26, 2020 | no | SAN LEANDRO, CA|PALO ALTO, CA|SAN JOSE, CA|PALO ALTO, CA|ROSEVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | SP ASSET MANAGEMENT LLC | Nov 1, 2024 | Oct 28, 2024 | -4 | Firm change | Wirehouse to RIA |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Aug 26, 2020 | Aug 21, 2020 | -5 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149777:CA:2020-08-26 | Aug 26, 2020 | Aug 21, 2020 | PALO ALTO, CA | Firm change |