DFX Intelligence

J•••• C••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

J•••• C••••• M••••••••

Advisor at T•• W••••• C••••••••• G••••

DES MOINES, IA | LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••• C••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• C••••••••• G••••	Independent wealth	Dec 1, 2023	n/a	yes	DES MOINES, IA\|LAS VEGAS, NV	Current employment
L• A•••••••• L•••••	State registered	Apr 16, 2018	Dec 18, 2023	no	DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L• A•••••••• L•••••	T•• W••••• C••••••••• G••••	Dec 18, 2023	Dec 1, 2023	-17	Firm change	Other
P•••••••• S••••••••• I•••	L• A•••••••• L•••••	Apr 30, 2018	Apr 16, 2018

Relationships

Registered with (3)

→ T•• W••••• C••••••••• G••••Registered adviserregistration: current employment
Dec 1, 2023 to presentfactForm ADV
→ L• A•••••••• L•••••Registered adviserregistration: previous registration
Apr 16, 2018 to Dec 18, 2023factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 8, 2014 to Apr 30, 2018factForm ADV

Dated events

Order

Occurred
18 Dec 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 8, 2014
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.