DFX Intelligence

L• A•••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserState registeredState registeredRAUM under $100M

L• A•••••••• L•••••

C••••••••• WEALTH MANAGEMENT, L.L.C., CRD 177512

DES MOINES, IA

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Data as of Jan 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 9, 2026 to Jan 9, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $35.9M••• Locked
Discretionary RAUM: $35.9M
Private client RAUM: $35.9Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• J•••• C•••••••••	Certified Financial Planner	DES MOINES, IA	11	36	4	no

Relationships

Registered with (3)

← D•••• J•••• C•••••••••Advisorregistration: current employment
May 11, 2015 to presentfactForm ADV
← J•••• C••••• M••••••••Advisorregistration: previous registration
Apr 16, 2018 to Dec 18, 2023factForm ADV
← K••• J• S••••Advisorregistration: previous registration
Aug 7, 2015 to Feb 1, 2019factForm ADV

Dated events

Order

Occurred
18 Dec 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 9, 2026
Last observed: Jan 9, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.