This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0

Regulatory AUM

$546MItem 5.F on the latest filing (2026-03-13); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$515M

Private client RAUM

$546MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$109Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

14

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,629

Individual clients

347

High net worth clients

146

Custody, client assets

$366M

SEC number

801-118042

CRD

306732

Filings on the tape

17

First filed

Jan 8, 2020

Latest filed

Mar 13, 2026

Organised

Limited Liability Company, MN

Website

legacywealthwisdom.com

• Occurred

  Feb 23, 2021
  Regulatory AUM changed

  Legacy Wealth reported RAUM $326.6M, up 172% from $120.2M (2020-10-01 to 2021-02-23)

  Form ADVobserved 4 days ago
  $206M
• Occurred

  Jan 8, 2020
  First Form ADV filing

  Legacy Wealth filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8a26afb1-96d7-cb63-8778-fa127a4b419b

First observed

Jan 8, 2020

Last observed

Mar 13, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.