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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

MENDON CAPITAL ADVISORS CORP

CRD 113058

KEY LARGO, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a28ff94-23c8-4a0d-628f-29165a8184b3

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 10
On other graphs: 0
Observed: Mar 30, 2012 to Sep 10, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $254MItem 5.F on the latest filing (2026-09-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $254M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Custody, client assets: $12.1M
SEC number: 801-56497
CIK: 1177043
CRD: 113058
Filings on the tape: 26
First filed: Mar 30, 2012
Latest filed: Sep 10, 2026
Organised: Corporation, DE
Website: mendoncapital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MENDON CAPITAL MASTER FUND LTD.	Hedge Fund	$12.2M	Mar 28, 2024	1	Mar 31, 2022	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FLIPPEN, CURTIS	CHIEF COMPLIANCE OFFICER	Na	yes	01/2021	Jul 15, 2021	Mar 28, 2024
SCHUTZ, ANTON, VILLARS	President	E	yes	06/1996	Mar 30, 2012	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MENDON VENTURE PARTNERS LP	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$254M	$254M	4	4	0	1	n/a
2024	Mar 31, 2025	$199M	$199M	4	4	0	1	n/a
2023	Mar 28, 2024	$218M	$218M	4	4	0	1	$12.2M
2022	Mar 31, 2023	$245M	$245M	4	4	1	1	$32.9M
2021	Mar 31, 2022	$357M	$357M	5	4	1	1	$32.9M
2020	Mar 31, 2021	$220M	$220M	4	4	1	n/a	n/a
2019	Feb 21, 2020	$509M	$509M	1	1	1	n/a	n/a
2018	Mar 26, 2019	$711M	$711M	1	1	1	n/a	n/a
2017	Feb 13, 2018	$904M	$904M	1	1	1	n/a	n/a
2016	Mar 29, 2017	$794M	$794M	1	1	n/a	n/a	n/a
2015	Mar 22, 2016	$660M	$660M	1	1	n/a	n/a	n/a
2014	Mar 30, 2015	$183M	$183M	1	1	n/a	n/a	n/a
2013	Mar 31, 2014	$172M	$172M	2	2	n/a	n/a	n/a
2012	Mar 27, 2013	$138M	$138M	5	4	n/a	1	$21.6M
2011	Mar 30, 2012	$121M	$121M	n/a	n/a	n/a	1	$16.9M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$254M	$199M	27.2%	$245M	1.1%	4	4	0	0

Relationships

Advises (1)

→ MENDON CAPITAL MASTER FUND LTD.Private fundHedge Fund, IA
Mar 31, 2022 to presentfactForm ADV

Affiliated with (1)

← NEW GROUND CAPITAL LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (2)

← SCHUTZ, ANTON, VILLARSOwnerPRESIDENT, ownership code E, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← FLIPPEN, CURTISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 15, 2021 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
Mendon Capital Advisors Corp reported RAUM $245.3M, down 31% from $357.2M (2022-03-31 to 2023-03-31)
Form ADVobserved 4 days ago
$-112M
Occurred
Mar 31, 2022
Regulatory AUM changed
Mendon Capital Advisors Corp reported RAUM $357.2M, up 62% from $219.9M (2021-08-06 to 2022-03-31)
Form ADVobserved 4 days ago
$137M
Occurred
Jul 15, 2021
Control person left
Joseph John Canning (Chief Compliance Officer) no longer on Schedule A of Mendon Capital Advisors Corp (listed 2021-03-31, absent 2021-07-15)
Form ADVobserved 4 days ago
Occurred
Jul 15, 2021
Control person joined
Curtis Flippen (Chief Compliance Officer) appeared on Schedule A of Mendon Capital Advisors Corp
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Mendon Capital Advisors Corp reported RAUM $219.9M, down 57% from $508.6M (2021-02-08 to 2021-03-31)
Form ADVobserved 4 days ago
$-289M
Occurred
Feb 8, 2021
Control person left
Henry Walter Clark (Chief Compliance Officer) no longer on Schedule A of Mendon Capital Advisors Corp (listed 2020-05-08, absent 2021-02-08)
Form ADVobserved 4 days ago
Occurred
Feb 8, 2021
Control person joined
Joseph John Canning (Chief Compliance Officer) appeared on Schedule A of Mendon Capital Advisors Corp
Form ADVobserved 4 days ago
Occurred
Feb 21, 2020
Regulatory AUM changed
Mendon Capital Advisors Corp reported RAUM $508.6M, down 29% from $711.4M (2020-01-27 to 2020-02-21)
Form ADVobserved 4 days ago
$-203M
Occurred
Jan 27, 2020
Control person joined
Henry Walter Clark (Chief Compliance Officer) appeared on Schedule A of Mendon Capital Advisors Corp
Form ADVobserved 4 days ago
Occurred
Jan 27, 2020
Control person left
Marie Lisa Tamburini (Chief Compliance Officer) no longer on Schedule A of Mendon Capital Advisors Corp (listed 2019-03-26, absent 2020-01-27)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a28ff94-23c8-4a0d-628f-29165a8184b3
First observed: Mar 30, 2012
Last observed: Sep 10, 2026 9 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MENDON CAPITAL ADVISORS CORP

CRD 113058

KEY LARGO, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a28ff94-23c8-4a0d-628f-29165a8184b3

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MENDON CAPITAL MASTER FUND LTD.

Hedge Fund

$12.2M

Mar 28, 2024

Mar 31, 2022

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FLIPPEN, CURTIS

CHIEF COMPLIANCE OFFICER

yes

01/2021

Jul 15, 2021

Mar 28, 2024

SCHUTZ, ANTON, VILLARS

President

yes

06/1996

Mar 30, 2012

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MENDON VENTURE PARTNERS LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$254M

n/a

2024

Mar 31, 2025

$199M

n/a

2023

Mar 28, 2024

$218M

$12.2M

2022

Mar 31, 2023

$245M

$32.9M

2021

Mar 31, 2022

$357M

$32.9M

2020

Mar 31, 2021

$220M

n/a

2019

Feb 21, 2020

$509M

n/a

2018

Mar 26, 2019

$711M

n/a

2017

Feb 13, 2018

$904M

n/a

2016

Mar 29, 2017

$794M

n/a

2015

Mar 22, 2016

$660M

n/a

2014

Mar 30, 2015

$183M

n/a

2013

Mar 31, 2014

$172M

n/a

2012

Mar 27, 2013

$138M

n/a

$21.6M

2011

Mar 30, 2012

$121M

n/a

$16.9M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$254M

$199M

27.2%

$245M

1.1%