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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PROGRESSIVE ADVISORY SOLUTIONS

PROGRESSIVE ADVISORY SOLUTIONS LLC, CRD 282149

HOLBROOK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a3367cd-a5c5-6da6-4e09-16d221442e81

Data as of Mar 16, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 22, 2016 to Mar 16, 2017
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $255MItem 5.F on the latest filing (2017-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $255M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 1
Accounts: 1,239
SEC number: 801-107758
CRD: 282149
Filings on the tape: 3
First filed: Apr 22, 2016
Latest filed: Mar 16, 2017
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PASSARETTI, PATRICK, C	Member	E	yes	10/2015	Apr 22, 2016	Mar 16, 2017
WALSH, CLIFFORD, THOMAS	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	B	yes	10/2015	Apr 22, 2016	Mar 16, 2017
CATANZARO, GUS, JAMES	Member	B	no	10/2015	Apr 22, 2016	Mar 16, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 16, 2017	$255M	$255M	4	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$255M	n/a	n/a	n/a	n/a	4	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AMERICAN PORTFOLIOS ADVISORS, INC	2	Dec 31, 2017	May 21, 2018	HOLBROOK, NY	Team lift out	Other	100.0%

Relationships

Owns (1)

← CATANZARO, GUS, JAMESOwnerMEMBER, ownership code B, individual
Apr 22, 2016 to presentfactForm ADV

Controls (2)

← WALSH, CLIFFORD, THOMASOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code B, individual
Apr 22, 2016 to presentfactForm ADV
← PASSARETTI, PATRICK, COwnerMEMBER, ownership code E, individual
Apr 22, 2016 to presentfactForm ADV

Moved with (1)

→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2017 to May 21, 2018factForm ADV

Registered with (2)

← PATRICK C PASSARETTIAdvisorregistration: previous registration
Dec 14, 2016 to Dec 31, 2017factForm ADV
← Samuel RozziAdvisorregistration: previous registration
Sep 9, 2016 to Dec 31, 2017factForm ADV

Dated events

Occurred
Apr 22, 2016
First Form ADV filing
Progressive Advisory Solutions filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a3367cd-a5c5-6da6-4e09-16d221442e81
First observed: Apr 22, 2016
Last observed: Mar 16, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROGRESSIVE ADVISORY SOLUTIONS

PROGRESSIVE ADVISORY SOLUTIONS LLC, CRD 282149

HOLBROOK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a3367cd-a5c5-6da6-4e09-16d221442e81

Data as of Mar 16, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PASSARETTI, PATRICK, C

Member

yes

10/2015

Apr 22, 2016

Mar 16, 2017

WALSH, CLIFFORD, THOMAS

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

10/2015

Apr 22, 2016

Mar 16, 2017

CATANZARO, GUS, JAMES

Member

10/2015

Apr 22, 2016

Mar 16, 2017

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 16, 2017

$255M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$255M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AMERICAN PORTFOLIOS ADVISORS, INC

Dec 31, 2017

May 21, 2018

HOLBROOK, NY

Team lift out

Other

100.0%