DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
WILLIAMSVILLE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2025 | n/a | yes | WILLIAMSVILLE, NY | Current employment |
| CADARET GRANT & CO INC | Former SEC adviser | Aug 15, 2018 | Jul 10, 2025 | no | WILLIAMSVILLE, NY|WILLIAMSVILLE, NY | Previous registration |
| J K R & COMPANY, INC. | Independent wealth | Apr 19, 2016 | Oct 5, 2016 | no | Van Nuys, CA|VAN NUYS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | LPL FINANCIAL LLC | Jul 10, 2025 | Jul 10, 2025 | 0 | Bulk transfer | Ibd to ibd |
| J K R & COMPANY, INC. | CADARET GRANT & CO INC | Oct 5, 2016 | Aug 15, 2018 | 679 | Firm change after gap | RIA to RIA |