DFX Intelligence

P••• D••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)34 years in industry

P••• D••• J••••••

Advisor at F•••• H•••••••• C••••••••• I•••

Loveland, CO

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Search this name across graphsid dfx:ria:8a386b47-b91e-8397-097d-5bf9a0aaf4ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• H•••••••• C••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 6, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• H•••••••• C••••••••• I•••	Bd affiliated wealth	Jan 7, 2010	n/a	yes	Loveland, CO	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Aug 5, 2002	Dec 31, 2009	no	FREMONT, NE\|FREMONT, NE\|FREMONT, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	F•••• H•••••••• C••••••••• I•••	Dec 31, 2009	Jan 7, 2010	7	Firm change	Other
L••••••• B••••••••• S••••••••• C••••	T••••••• I••••••••• M••••••••• I•••	Aug 5, 2002	Aug 5, 2002

Relationships

Registered with (3)

→ F•••• H•••••••• C••••••••• I•••Registered adviserregistration: current employment
Jan 7, 2010 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 5, 2002 to Dec 31, 2009factForm ADV
→ L••••••• B••••••••• S••••••••• C••••Registered adviserregistration: previous registration
Mar 19, 2001 to Aug 5, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a386b47-b91e-8397-097d-5bf9a0aaf4ee
First observed: Mar 19, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.