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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

MARCO FERNANDES

Advisor at J.P. MORGAN SECURITIES LLC

Berkeley Heights, NJ

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Search this name across graphsid dfx:ria:8a39587a-dfd4-e098-fa00-d632688a2934

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 16, 2008
First registration: Sep 17, 2010
Dual registered: yes, broker-dealer
Other names: MARCO FERNANDES
IAPD individual key: 5457302

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	May 8, 2018	n/a	yes	Berkeley Heights, NJ	Current employment
BERGEN PRIVATE WEALTH MANAGEMENT	n/a	Jun 30, 2016	Jun 6, 2017	no	ENGLEWOOD, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 22, 2011	Jun 23, 2016	no	WASHINGTON, DC\|NEW YORK, NY\|WASHINGTON, DC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 17, 2010	May 10, 2011	no	MIAMI, FL\|NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BERGEN PRIVATE WEALTH MANAGEMENT	J.P. MORGAN SECURITIES LLC	Jun 6, 2017	May 8, 2018	336	Firm change	Other
UBS FINANCIAL SERVICES INC.	BERGEN PRIVATE WEALTH MANAGEMENT	Jun 23, 2016	Jun 30, 2016	7	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	May 10, 2011	Jul 22, 2011	73	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
May 8, 2018 to presentfactForm ADV
→ BERGEN PRIVATE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 30, 2016 to Jun 6, 2017factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 22, 2011 to Jun 23, 2016factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 17, 2010 to May 10, 2011factForm ADV

Dated events

No dated event names this entity yet.